News & Alerts
Client Alert: Dodd-Frank Act Exempts Non-Accelerated Filers From Auditor Attestation Requirements
SECURITIES ALERT TO OUR CLIENTS AND FRIENDS DODD-FRANK ACT EXEMPTS NON-ACCELERATED FILERS FROM THE AUDITOR ATTESTATION REQUIREMENTS OF SECTION 404(B) OF SARBANES-OXLEY Exemption from Sarbanes-Oxley Section 404(b) The massive Dodd-Frank Wall Street Reform and Consumer...
Dodd-Frank Whistleblower Provisions Are a Game-Changer – Part I
“BOUNTY” PAYMENTS AND ANTI-RETALIATION PROTECTIONS FOR WHISTLEBLOWERS IN SECURITIES AND COMMODITIES MATTERS ISSUERS AND THEIR SUBSIDIARIES SHOULD REVISIT THEIR INTERNAL COMPLIANCE PROGRAMS The massive Dodd-Frank Wall Street Reform and Consumer Protection Act...
Client Alert: Dodd-Frank Whistleblower Provisions Are a Game-Changer – Part II
SECURITIES AND CORPORATE ALERT Dodd-Frank Whistleblower Provisions Are a Game-Changer – Part II ANTI-RETALIATION PROTECTIONS FOR WHISTLEBLOWERS IN THE FINANCIAL SERVICES INDUSTRY One of the more vigorously-debated provisions of the massive Dodd-Frank Wall Street...
Standard of care: A trap for the unwary?
When physicians use or adopt the term “standard of care” in the context of a medical negligence case, they unwittingly play into the hands of the plaintiff’s attorney and undermine the defense. Unfortunately, the term “standard of care” implies by its singular...
Changes in Top Level Domain Names That May Affect Your Business
Recently, ICANN, the body that is responsible for managing the domain name system of the Internet, approved what it refers to as “one of the biggest changes ever to the Internet’s Domain Name System,” under which, for the first time ever, ICANN is permitting companies...
Client Alert: JOBS Act Offers New Capital Raising Alternatives for Startups – Part I
SERVING THE ROCKY MOUNTAIN STATES FROM OFFICES IN DENVER AND TELLURIDE, COLORADO SECURITIES AND CORPORATE FINANCE ALERT JOBS ACT OFFERS NEW CAPITAL RAISING ALTERNATIVES FOR STARTUPS—PART I CROWDFUND ACT On April 5, 2012, President Obama signed into law the Jumpstart...
Client Alert: JOBS Act Offers New Capital Raising Alternatives for Hedge Funds and Startups – Part II
SECURITIES AND CORPORATE FINANCE ALERT JOBS ACT OFFERS NEW CAPITAL RAISING ALTERNATIVES FOR HEDGE FUNDS AND STARTUPS—PART II “GENERAL SOLICITATION OR GENERAL ADVERTISING” TO BE PERMITTED IN RULE 506 OFFERINGS On April 5, 2012, President Obama signed into law the...
Client Alert: JOBS Act Exempts Operators of Online and Similar Platforms from Broker-Dealer Registration Requirements
SECURITIES AND CORPORATE FINANCE ALERT JOBS ACT EXEMPTS OPERATORS OF ONLINE AND SIMILAR PLATFORMS FROM BROKER-DEALER REGISTRATION REQUIREMENTS The Jumpstart Our Business Startups Act (the “JOBS Act”), signed by President Obama on April 5, 2012, contains several...
Four RWO Lawyers Selected to 2014 Best Lawyers In America®
DENVER – Harold R. Bruno III, Douglas R. Ferguson, Brian G. McConaty, and John W. O’Dorisio, Jr., lawyers from Robinson Waters & O’Dorisio, P.C., were recently selected by their peers for inclusion in The Best Lawyers in America® 2014 (Copyright 2013 by...
